The Paradox of the Alphabetic Literacy Narrative

Why we have not acknowledged this multidimensionality and materiality has much to do with the influence of the grand narrative alphabetic literacy. Based on a dichotomy of oral versus visual, the grand narrative is often identified with the work of Harold Innis, Jack Goody, Walter Ong, and Eric Havelock. This reduction of their wide ranging scholarship, however, is misleading. The grand narrative of alphabetic literacy is much more an accumulation of ideas about language and culture that began to take shape in the eighteenth century.

In recent years it has been popularized in books such as Robert Logan's The Alphabet Effect, complete with explanations of why the invention of the alphabet led to the superiority of Northern Europe. Logan writes that

many of the seminal ideas in Western science, mathematics, jurisprudence, politics, economics, social organization and religion are intrinsically linked with the phonetic alphabet. . . . Of all mankind's inventions, with the possible exception of language itself, nothing has proved more useful or led to more innovations than the alphabet. (17-18)
According to the grand narrative no less than the rise of science, the development of democracy, the celebration of the individual, the establishment of Protestantism, the codification of law, and the spread of capitalism were the result of a shift from an oral bias to a written bias for conveying information and ideas. This shift is claimed to have facilitated abstract thinking and deductive logic.

The narrative of alphabetic literacy assumes an evolution from pictographs to modern writing systems. This theory was first advanced by William Warburton, the future bishop of Gloucester, in his 1738 book Divine Legation of Moses. From his study of Egyptian, Chinese, and Aztec manuscripts, Warburton hypothesized that all scripts evolved from narrative drawings. His theory was widely diffused by Diderot and d'Alembert's Encyclopédie and remained definitive for over two centuries (Schmandt-Besserat 4). Even though twentieth-century archaeologists have amassed a great deal of evidence to the contrary, the pictograph theory is still often repeated in popular accounts of the origins of writing (e.g., Claiborne, Gelb). Logan follows the underlying assumption of the pictographic theory in arguing that "the absence of Western-style abstractions and classification schemes in Chinese culture is related to the differences in writing systems" (47). In a chart of cultural patterns, he makes the following comparisons (49):

EAST
Ideograms
Right-brain oriented
Nonlinear
Acoustical
Analogical
Inductive
Concrete
Mystical
Intuitive
WEST
Alphabet
Left-brain oriented
Linear
Visual
Logical
Deductive
Abstract
Causal
Rational
Logan concludes: "The lack of abstraction in the writing system reflects itself throughout Chinese thought and discourages the development of abstract notions of codified law, monotheism, abstract science, and deductive logic" (58). For those who endorse the narrative of alphabetic literacy, China provides the example of what happens to a culture whose writing system fails to evolve--to "progress."

The two crux points in the narrative of alphabetic literacy occur with the inventions of the modern alphabet in classical Greece and Gutenberg's printing press in the mid-fifteenth century. Singling out the contribution of the Greeks to the alphabet seems at first a curious move because systems of writing as abstract signs existed long before Greek civilization. Greeks living in Phoenicia simply adapted the 22 Phoenician consonant characters to represent the Greek language. They converted a few of the consonants as vowels and added a few signs--phi, chi, psi, ksi, and omega--which were either borrowed, modified, or independently created. The earliest known alphabetic Greek inscription dates from about 730 B.C.E. and the earliest surviving commercial documents in Greek come 200 years later.

The Greek alphabet was transmitted to Latin via the Etruscans, who lived in central Italy from about the seventh through the first centuries B.C.E. Until nearly the end of the fifth century, the Euboean alphabet was used in Greece and hence was the script that the Etruscans imported and which later became the basis for the Roman alphabet. Had the Etruscans borrowed the later Ionian alphabet instead, modern European and Greek scripts would now have a much closer resemblance.



Greek inscription on an Etruscan funerary stele, fifth or sixth century B.C.E.

The mutation of the Greek alphabet comes relatively late in the history of writing. The earliest written texts appear many centuries earlier in Mesopotamia with the development of the first urban centers around 3,500 to 3,100 B.C.E.



We base our knowledge of the earliest writing on a collection of about 1500 texts preserved on clay tablets, produced by the Sumerians, who in the middle of the fourth millennium became dominant in southern Mesopotamia. Although the content of many of these texts remains enigmatic, most apparently are administrative records of economic transactions bearing official seals. Writing was one of the inventions that made civilization possible. It allowed kings to collect taxes and to send instructions to far-off administrators. It allowed merchants to order goods and bill customers. It allowed farmers to buy and sell land.

The tablet below was enclosed in the hollow clay envelope or bulla beside it and records the outcome of litigation between two men, both of whom claimed to own the same piece of land. A judge living in Nuzi in what is now Iraq ruled in favor of one of the litigants during the second half of the fifteenth century B.C.E. Two court officials rolled their cylinder seals across the tablet to certify its contents.



Even though we know a great deal about the functions of writing in early civilization, the origins of writing have remained mysterious. The repertory of signs on the earliest tablets is surprisingly large--over 2,000 words at minimum. Furthermore, the great majority of signs are abstract. Another mystery is the choice of clay as a medium. It smears easily, resists curved lines, and must be dried or fired before it is circulated.

My colleague at the University of Texas, Denise Schmandt-Besserat, believes that the small clay tokens commonly found at archaeological sites in the Middle East are an important clue to the origins of writing. These tokens come in several shapes and extend over a long time span, from the ninth to the second millennium, B.C.E. The tokens were hand modeled out of clay. They are widely distributed over space--extending from Khartoum in the Sudan to mainland Greece to sites east of the Caspian Sea. Until a decade ago, however, archaeologists had few guesses about what the tokens were used for.



Schmandt-Besserat thinks that the tokens were an early recording system. Many of the tokens are contained inside bullae, which have to be broken open to record their contents. One bulla found at Nuzi in the 1920s and dating from about the sixteenth century B.C.E. throws light on what the tokens might have been used for. It contained 49 small tokens, but more importantly, bore a lengthy cuneiform inscription on the outside. The translation is: 21 ewes, 6 female lambs, 8 adult rams, 4 male lambs, 6 female goats, 1 male goat, 3 female kids, and the seal of the shepherd. These numbers add up to 49, leaving little doubt that the tokens were counters, representing the herd.



Tokens, then were very likely invented in response to another technology--agriculture. Advances in agriculture created surpluses. Suppose one farmer had a bumper crop of grain; his neighbor a herd of pregnant but hungry sheep. The second farmer might have used tokens to promise the first farmer a certain number of lambs next spring in return for a load of grain. To ensure that the number was the one they agreed on, the tokens were sealed in a bulla. In this way tokens functioned like a modern bill of lading.

The crux of Schmandt-Besserat's theory, however, is how three-dimensional tokens led to two-dimensional symbols. Again, think of the example of the farmer with a grain surplus, eager to make futures trades for livestock and other goods. As this proto-agribusinessman wheeled and dealed his way up and down the Tigris and Euphrates, the bullae on his shelves piled up. After a while he didn't exactly how many sheep and goats he was going to acquire in the spring because the tokens were sealed in the bullae. Schmandt-Besserat thinks that some clever trader began impressing symbols of the tokens on the outside of bullae to indicate what they contained.

Eventually the convenience of noting the number of tokens on the surface of the bullae supplanted the system of tokens altogether. Schmandt-Besserat also hypothesizes that many of the tokens represent numerical signs rather than individual objects. Consequently, two-dimensional writing began not by representing reality through pictographs but by representing in two dimensions the previous recording system. If Schmandt-Besserat is correct, her theory helps to explain why the first tablets contain a surprisingly large percentage of symbols, why these symbols are abstract, and why they apparently were standardized at a very early date.

Even if she is not correct, the unearthing of large numbers of archaic texts dating from the fourth millennium B.C.E. and their subsequent deciphering disputes the assumption that writing evolved from pictures. True pictograms are relatively rare in the earliest Sumerian texts, representing "plow," "chariot," and "sledge." By 3,000 B.C.E. the Sumerians had considerably reduced the number of signs and had developed the cuneiform script which mixes phonetic signs and ideograms. Throughout the history of writing in the West, we find mixed systems continuing to the present. We have only to look at the top row of a keyboard to find words represented by single symbols: @, #, $, %, &.

The paradox of the narrative of alphabetic literacy lies in its claim of a cognitive divide between oral and visual cultures. In order to make this claim, a great deal has to be ignored about how information and ideas are stored and transmitted. The essential shortcoming in the narrative lies in its desire to provide a simple explanation of cultural differences by theorizing that writing systems shape cultures. The history of writing suggests just the opposite: that cultures freely borrow and adapt systerms for information storage when the need arises. Thus in its claim for the primacy of the visual, the narrative of alphabetic literacy not only effaces the material tools used in writing as Christina Haas has noted, but also visual cognition.